SECURITIES AND EXCHANGE BOARD OF INDIA (DEPOSITORIES AND PARTICIPANTS) REGULATIONS, 1996


Section
Section Title
  INTRODUCTION
  REGULATION 1: SHORT TITLE AND COMMENCEMENT
  REGULATION 2: DEFINITIONS
  REGULATION 3: APPLICATION FOR GRANT OF CERTIFICATE OF REGISTRATION
  REGULATION 4: APPLICATION TO CONFORM TO THE REQUIREMENTS
  REGULATION 05: FURNISHING OF INFORMATION, CLARIFICATION AND PERSONAL REPRESENTATION
  REGULATION 6: CONSIDERATION OF APPLICATION FOR GRANT OF CERTIFICATE OF REGISTRATION
  REGULATION 7: GRANT OF CERTIFICATE OF REGISTRATION
  REGULATION 8: PAYMENT OF ANNUAL FEE
  REGULATION 9: PROCEDURE WHERE CERTIFICATE OF REGISTRATION IS NOT GRANTED
  REGULATION 10: APPLICATION FOR GRANT OF CERTIFICATE OF COMMENCEMENT OF BUSINESS
  REGULATION 11: APPLICATION TO CONFORM TO THE REQUIREMENTS
  REGULATION 12: FURNISHING OF INFORMATION, CLARIFICATION, AND PERSONAL REPRESENTATION
  REGULATION 13: CONSIDERATION OF APPLICATION FOR GRANT OF CERTIFICATE OF COMMENCEMENT OF BUSINESS
  REGULATION 14: GRANT OF CERTIFICATE OF COMMENCEMENT OF BUSINESS
  REGULATION 15: PROCEDURE WHERE CERTIFICATE OF COMMENCEMENT OF BUSINESS IS NOT GRANTED
  REGULATION 16: APPLICATION FOR GRANT OF CERTIFICATE OF REGISTRATION
  REGULATION 17: APPLICATION TO CONFORM TO THE REQUIREMENTS
  REGULATION 18: FURNISHING INFORMATION, CLARIFICATION, AND PERSONAL REPRESENTATION
  REGULATION 19: CONSIDERATION OF APPLICATION FOR GRANT OF CERTIFICATE OF REGISTRATION
  REGULATION 20: GRANT OF CERTIFICATE OF REGISTRATION
  REGULATION 21: PERIOD OF VALIDITY OF THE CERTIFICATE OF REGISTRATION
  REGULATION 22: RENEWAL OF CERTIFICATE OF REGISTRATION
  REGULATION 23: CONDITIONS OF RENEWAL OF CERTIFICATE OF REGISTRATION
  REGULATION 24: PROCEDURE WHERE CERTIFICATE OF REGISTRATION IS NOT GRANTED
  REGULATION 25: EFFECT OF REFUSAL TO RENEW A CERTIFICATE OF REGISTRATION
  REGULATION 26: RIGHTS AND OBLIGATIONS OF DEPOSITORIES, ETC
  DEPOSITORY TO DECLARE SPECIFIC SECURITIES ELIGIBLE
  REGULATION 28: SECURITIES ELIGIBLE FOR DEMATERIALISATION
  REGULATION 29: AGREEMENT BETWEEN DEPOSITORY AND ISSUER
  REGULATION 30: SYSTEMS AND PROCEDURES
  REGULATION 31: CONNECTIVITY
  REGULATION 32: TRANSFER TO BE AFFECTED ONLY AFTER PAYMENT
  REGULATION 33: WITHDRAWAL BY PARTICIPANT
  REGULATION 34: INTERNAL MONITORING, REVIEW AND EVALUATION OF SYSTEMS AND CONTROLS
  REGULATION 35: EXTERNAL MONITORING, REVIEW AND EVALUATION OF SYSTEMS AND CONTROLS
  REGULATION 36: INSURANCE AGAINST RISKS
  REGULATION 37: MANNER OF KEEPING RECORDS
  REGULATION 38: RECORDS TO BE MAINTAINED
  REGULATION 39: CO-OPERATION WITH OTHER ENTITIES
  REGULATION 40: PROHIBITION OF ASSIGNMENT
  REGULATION 41: AGREEMENT BY PARTICIPANT
  REGULATION 42: SEPARATE ACCOUNTS
  REGULATION 43: STATEMENT OF ACCOUNTS
  REGULATION 44: TRANSFER OR WITHDRAWAL BY BENEFICIAL OWNER
  REGULATION 45: CONNECTIVITY
  REGULATION 46: MONITORING, REVIEWING AND EVALUATING INTERNAL SYSTEMS AND CONTROLS
  REGULATION 47: RECONCILIATION
  REGULATION 48: RETURNS
  REGULATION 49: RECORD OF SERVICES
  REGULATION 50: MANNER OF KEEPING RECORDS
  REGULATION 51: RECORDS TO BE MAINTAINED DEPOSITORY-WISE
  REGULATION 52: PROHIBITION OF ASSIGNMENT
  REGULATION 53: AGREEMENT BY ISSUER
  REGULATION 54: MANNER OF SURRENDER OF CERTIFICATE OF SECURITY
  REGULATION 55: RECONCILIATION
  REGULATION 56: CONNECTIVITY
  REGULATION 57: INFORMATION
  REGULATION 58: MANNER OF CREATING PLEDGE OR HYPOTHECATION
  REGULATION 59: BOARD'S RIGHT TO INSPECT
  REGULATION 60: NOTICE BEFORE INSPECTION AND INVESTIGATION
  REGULATION 61: OBLIGATIONS ON INSPECTION BY THE BOARD
  REGULATION 62: SUBMISSION OF REPORT TO THE BOARD
  REGULATION 63: PROVIDED THAT IF DIRECTED TO DO SO BY THE BOARD, HE MAY SUBMIT INTERIM REPORTS. COMMUNICATION OF FINDINGS, ETC
  REGULATION 64: SUSPENSION OF CERTIFICATE
  REGULATION 65: CANCELLATION OF CERTIFICATE
  REGULATION 66: MANNER OF MAKING ORDER OF CANCELLATION OR SUSPENSION
  REGULATION 67: SHOW-CAUSE NOTICE AND ORDER
  REGULATION 68: EFFECT OF SUSPENSION AND CANCELLATION OF CERTIFICATE
  REGULATION 69: PUBLICATION OF ORDER OF SUSPENSION OR CANCELLATION



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